Vesta Compliance Solutions, LLC
Compliance & Risk Consulting
Full Services Firm
   

Vesta, LLC is a full services compliance , compliance technology management consulting & staffing firm that focuses on serving the compliance and risk needs of the financial services industry. Founded in 2003, Vesta Solutions lead and supported multiple compliance and risk projects in the US and abroad.

Building on years of collective experience in compliance operations and compliance technology, Vesta Solutions, LLC successfully integrates the right people, process and technology. We help our customers align the business of compliance with the right technology solutions. Founded in 2003, Vesta LLC is a member company and an affiliate of the Regulatory Intelligence Group.

 
   
Our Compliance & Risk Consulting service offering includes:
Enterprise Anti-Money Laundering (AML) and BSA Compliance Consulting
Broker-Dealer (Regulatory) Compliance
OFAC Sanctions Scanning & Filtering
KYC – Customer On-Boarding
Enhanced Due Diligence Programs
Enterprise Compliance Program Management
Program Evaluations & Risk Assessment
Enterprise Compliance & Operational Risk Management Consulting
Compliance Audit Services (BSA / AML  & Regulatory)
Compliance Audit Services (BSA / AML)
Maintenance of NASD Rule 3012 & 3013
Training & Documentation
 
 
 
 
 
 
 
 
     


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